Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

…

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

…

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

…

SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

…

GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

…

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

…

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 18.1 Cancellation on the FCA’s own-initiative

MAR 9.4 Supervisory regime

DTR 1C.1 Application and purpose (Primary information providers)

DTR 8.1 Application

DTR 8.3 Criteria for approval as a primary information provider

PERG 10.4A The application of requirements which implemented EU directives

PERG 2.3 The business element

EG 9.2 The FCA’s general policy in this area

PERG 4.14 Mortgage activities carried on by professional firms

PERG 6.6 The factors

APER 4.7 Statement of Principle 7

COBS 4.13 UCITS

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)