Search Result

521 - 540 of 1162 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

As Published: 2014

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings