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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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PERG 4.1 Application and purpose

EG 8.8 Other relevant powers

EG 1.1 Overview

SYSC 9.1 General rules on record-keeping

SYSC 8.1 General outsourcing requirements

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SUP 10A.16 How to apply for approval and give notifications

PERG 5.1 Application and purpose

COBS 14.4 Provision of information by an intermediate Unitholder

REC 2.11 Custody

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

EG 12.1 The FCA’s general approach

SYSC 2.2 Recording the apportionment

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products