Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

…

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

…

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

…

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

…

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

…

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

…

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 6A.2 Removal of passport rights from EEA market operator

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

MAR 4.3 Support of the Takeover Panel's Functions

SUP 4.4 Appropriate actuaries

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

PERG 7.7 Post-certification issues

APER 4.2 Statement of Principle 2

FEES 8.1 Consumer Credit permissions

SYSC 19C.3 Remuneration principles

CASS 7.15 Records, accounts and reconciliations

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

DEPP 6A.2 Deciding whether to take action