Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.10 Types of financial promotion

DTR 5.2 Acquisition or disposal of major proportions of voting rights

IPRU-INV 2.1 APPLICATION

FEES 5.8 Joining the Financial Ombudsman Service

PERG 4.8 Administering a regulated mortgage contract

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

SUP 16.14 Client money and asset return

COLL 7.2 Suspension and restart of dealings

FEES 6.4 Management expenses

PERG 4.6 Advising on regulated mortgage contracts

REC 2.8 Settlement and clearing facilitation services

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 18.1 Cancellation on the FCA’s own-initiative

SUP 10A.7 FCA required functions

EG 3.7 Investigations to assist overseas authorities (section 169)

DEPP 7.1 Application and purpose

EG 14.2 Choice of powers

LR 4.3 Approval and publication of listing particulars

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 20.3 Decision making under the CCA Order