Search Result

361 - 380 of 1573 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

CONC 3.6 Financial promotions about credit agreements secured on land

As Published: 2014

CONC 3.6 Financial promotions about credit agreements secured on land

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

LR 12.3 Purchase from a related party

As Published: 2018

LR 12.3 Purchase from a related party

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body