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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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Similar To

PERG 7.3 Does the activity require authorisation?

REC 1.1 Application

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

MIPRU 4.2F Exposures and risk weights

COBS 14.2 Providing product information to clients

SUP 16.18 AIFMD reporting

SUP 11.4 Requirements on firms

MAR 8.2 Requirements for benchmark submitters [deleted]

MIPRU 4.2 Capital resources requirements

BIPRU 1.2 Definition of the trading book

PERG 2.11 Persons who are exempt for credit-related regulated activities

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]