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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

DISP App 3.10 Application: evidential provisions and guidance

As Published: 2017

DISP App 3.10 Application: evidential provisions and guidance