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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

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CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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PERG 16.6 Exclusions

REC 6.7 Notification rules for overseas recognised bodies

EG 10.1 Introduction

COND 1.3 General

DTR 1B.1 Application and purpose (Corporate governance)

REC 2.15 Discipline

CONC 2.2 General principles for credit-related regulated activities

SUP 15.6 Inaccurate, false or misleading information

LR 18.4 Continuing obligations

LR 2.1 Preliminary

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy