Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

…

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

…

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

…

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

COLL 6.4 Title and registers

SUP 11.1 Application

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SUP 10C.15 Forms and other documents and how to submit them to the FCA

FEES 1.1 Application and Purpose

COBS 15.3 Exercising a right to cancel

COBS 4.9 Financial promotions with an overseas element

COBS 1.1 General application

COBS 20.5 With-profits governance

COBS 4.2 Fair, clear and not misleading communications

LR 5.4A Transfer between listing categories

PERG 8.11 Types of exemption under the Financial Promotion Order

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy