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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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PERG 4.11 Link between activities and the United Kingdom

PERG 5.13 Appointed representatives

REC 5.2 Application process

SUP App 3.3 Background

BIPRU 3.7 Classification of off-balance-sheet items

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SUP 5.1 Application and purpose

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CONC 1.2 Who? What? Where?

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

MCOB 9.3 Pre-application disclosure