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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 6.9 Constitutional arrangements

As Published: 2017

LR 6.9 Constitutional arrangements

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

SYSC 5.2

As Published: 2015

SYSC 5.2

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

LR 16.3 [deleted]

As Published: 2008

LR 16.3 [deleted]

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act