Search Result

601 - 620 of 1424 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?