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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

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SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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