Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

…

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.7 Access to facilities

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

LR 9.2 Requirements with continuing application

APER 3.1 Introduction

LR 2.2 Requirements for all securities

FEES 9.2 PSR fees

EG 3.2B Information requests (section 122B)

EG 3.2 Information requests (section 165)

MAR 6.4 Systematic internaliser reporting requirement

EG 3.2A Information requests (section 122A)

COBS 20.2 Treating with-profits policyholders fairly

CASS 1A.3 Responsibility for CASS operational oversight

SUP 18.1 Application

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PRIN 3.1 Who?

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

ICOBS 7.1 The right to cancel