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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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SUP 11.5 Notifications by firms

MIPRU 4.4 Calculation of capital resources

SUP 10A.14 Changes to an FCA-approved person's details

SUP 12.1 Application and purpose

CONC 8.3 Pre contract information and advice requirements

COCON 1.2 Investments

SYSC 4.2 Persons who effectively direct the business

GENPRU 2.1 Calculation of capital resources requirements

DTR 8.4 Continuing obligations

REC 3.26 Proposals to make regulatory provision

BIPRU 8.6 Consolidated capital resources

COCON 2.3 Firms: training and breaches

SUP 15.1 Application

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)