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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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EG 8.3 Use of the own-initiative powers

MAR 9.1 Application, introduction, approach and structure

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COLL 11.4 Depositaries

MAR 9.3 Notification and information

REC 3.17 Inability to discharge regulatory functions

REC 3.10 Complaints

PERG 7.3 Does the activity require authorisation?

SUP 10C.12 Conditional and time-limited approvals

SUP 2.1 Application and purpose

EG 7.6 Private warnings

PERG 8.17 Financial promotions concerning agreements for qualifying credit

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy