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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

IPRU-INV 5.10 Expenditure based requirement

As Published: 2016

IPRU-INV 5.10 Expenditure based requirement

COBS 18.7 Depositaries

As Published: 2007

COBS 18.7 Depositaries

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

ICOBS 2.3 Inducements

As Published: 2018

ICOBS 2.3 Inducements

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

DEPP 3.3 Straightforward decisions

As Published: 2007

DEPP 3.3 Straightforward decisions

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples