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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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EG 5.1 Settlement and the FCA – an overview

PERG 12.5 Financial promotion issues

REC 5.1 Introduction and legal background

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

EG 13.12 Insolvency regime and relevant sections of the Act

MAR 4.4 Exceptions

EG 2.15 Decision making in the context of regulatory enforcement action

COBS 2.5 Optional additional products

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

PERG 9.5 The property condition (section 236(2) of the Act)

REC 4.2G Reports by skilled persons

LR 13.8 Other circulars

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 4.2 Notifying the person under investigation where notice is not required under the Act

PR 5.1 Validity of prospectus

PERG 8.35 Authorisation and exemption

EG 9.8 The effect of the FCA's decision to make a prohibition order