Search Result

1021 - 1040 of 1343 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

IPRU-INV 11.7 CAPITAL REPORTING

As Published: 2019

IPRU-INV 11.7 CAPITAL REPORTING

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

BIPRU 11.1 Application and purpose

As Published: 2006

BIPRU 11.1 Application and purpose

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF