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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

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CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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LR 12.3 Purchase from a related party

As Published: 2018

LR 12.3 Purchase from a related party

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MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

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LR 6.1 Application

As Published: 2005

LR 6.1 Application

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DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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SUP 10A.3 Provisions related to the Act

As Published: 2020

SUP 10A.3 Provisions related to the Act

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

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EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

As Published: 2016

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

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