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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

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MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

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MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

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MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

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MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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