Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

MCOB 3A.4 Qualifying credit financial promotions

DTR 8.5 Supervision of primary information providers

LR 6.3 Revenue earning track record requirement

COLL 9.2 Section 264 recognised schemes [deleted]

CREDS 8.1 Application and purpose

SYSC 1.1A Application

PERG 2.4 Link between activities and the United Kingdom

LR 6.2 Historical financial information requirements

IPRU-INV 5.14 Counterparty risk requirement

BIPRU 11.2 Basis of disclosures

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

SUP 10C.15 Forms and other documents and how to submit them to the FCA

MAR 7A.4 Requirements when providing direct electronic access

COBS 6.1A Adviser charging and remuneration

CREDS 3A.4 Insurance against fraud or other dishonesty

IPRU-INV 4.2 PURPOSE

PERG 16.8 Territorial scope

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

MAR 1.6 Manipulating transactions