Search Result

601 - 620 of 1161 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

CONC App 1.3 Exemption of certain credit agreements secured on land

As Published: 2014

CONC App 1.3 Exemption of certain credit agreements secured on land

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]