Search Result

541 - 560 of 1471 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

…

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

…

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

…

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

…

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

…

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

…

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

…

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

…

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

…

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

…

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

…

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

…

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

…

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

…

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

…

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

…

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

…