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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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Similar To

COND 2.7 Business model

EG 19.7 The Open-Ended Investment Companies Regulations 2001

SYSC 3.2 Areas covered by systems and controls

PRIN 1.1 Application and purpose

DEPP 6.7 Discount for early settlement

EG 2.9 FCA guidance and supporting materials

SYSC 18.3 Internal arrangements

REC 3.6 Constitution and governance

EG 1.1 Overview

DEPP 6A.2 Deciding whether to take action

REC 2.14 Rules and consultation

REC 3.2 Form and method of notification

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

PERG 9.6 The investment condition (section 236(3) of the Act): general

DEPP 6.6 Financial penalties for late and incomplete submission of reports

EG 19.15 The conduct of investigations under the Money Laundering Regulations

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COND 1.2 Purpose