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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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EG 20.1 Introduction

BIPRU 9.3 Requirements for originators and sponsors

EG 11.5 Other relevant powers

REC 6.6 Supervision

CONC 13.1 Application

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

LR 6.11 Specialist companies: scientific research based companies

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SYSC 7.1 Risk control

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative