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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

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CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

LR 18.4 Continuing obligations

SUP 16.4 Annual controllers report

DTR 6.3 Dissemination of information

MAR 10.5 Other reporting, notifications and information requirements

PERG 8.21 Company statements, announcements and briefings

EG 4.11 Approach to interviews and interview procedures

SUP 12.5 Contracts: required terms

MAR 10.3 Position management controls

DISP App 1.4 Policy reconstruction

COLL 6.8 Income: accounting, allocation and distribution

MCOB 9.4 Content of illustrations

REC 3.18 Membership

PERG 9.6 The investment condition (section 236(3) of the Act): general