Search Result

461 - 480 of 1436 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

COLL 14.4 Income allocation and distribution

As Published: 2016

COLL 14.4 Income allocation and distribution

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose