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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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SYSC 4.6

As Published: 2015

SYSC 4.6

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DISP 1.1A Complaints handling requirements for MiFID complaints

COND 2.2 Location of offices

BIPRU 9.5 Synthetic securitisation

EG 2.1 Case selection and the use of enforcement powers

REC 2.14 Rules and consultation

PERG 5.8 The regulated activities: advising on contracts of insurance

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

SYSC 4 Annex 1

COLL 6.6A Duties of AFMs in relation to UCITS schemes

FEES 9.2 PSR fees

CASS 5.6 Client money distribution

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 16.6 Exclusions

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]