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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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