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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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Similar To

COBS 4.12 [deleted]

LR 12.1 Application

LR 16.4 [deleted]

LR 6.11 Specialist companies: scientific research based companies

PERG 8.36 Illustrative tables

IPRU-INV 9 App 1 Interpretation

MAR 1.2 Market Abuse: general

LR 3.1 Application

LR 16.2 [deleted]

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 18.1 Cancellation on the FCA’s own-initiative

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 10A.7 FCA required functions

EG 3.7 Investigations to assist overseas authorities (section 169)

DEPP 7.1 Application and purpose

EG 14.2 Choice of powers

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 20.3 Decision making under the CCA Order