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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

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SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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SYSC 1.4 Application of SYSC 11 to 28A

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28A

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SYSC 4.8

As Published: 2015

SYSC 4.8

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