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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction