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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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SYSC 4.6

As Published: 2015

SYSC 4.6

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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Similar To

SUP 8.1 Application and purpose

FEES 13.1 Application and purpose

MAR 8.3 Requirements for benchmark administrators [deleted]

SUP 15.5 Core information requirements

EG 16.2 Disapplication orders

FEES App 1.2 Periodic Fees

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

COLL 2.1 Authorised fund applications

COLL 9.2 Section 264 recognised schemes [deleted]

DISP 1.10A Complaints data publication rules

PERG 8.4 Invitation or inducement

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 7.2 Alternatives to sanctions

SUP 3.3 Appointment of auditors

SUP App 3.6 Freedom to provide services

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

DTR 1C.2 Modifying rules and consulting the FCA

COCON 2.3 Firms: training and breaches

SYSC 4.6

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]