Search Result

121 - 140 of 1399 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets