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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

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LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

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CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

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LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

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LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

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