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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

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MCOB 6.4 Mortgages: content of the offer document

REC 4.1 Application and purpose

REC 3.26 Proposals to make regulatory provision

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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SYSC 5.2

SUP 10C.11 Statements of responsibilities

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EG 3.7 Investigations to assist overseas authorities (section 169)

REC 4.3 Risk assessments for UK recognised bodies

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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EG 19.21 The conduct of investigations under the Payment Services Regulations

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SUP 4.3 Appointment of actuaries

BIPRU 7.10 Use of a Value at Risk Model

SYSC 3.2 Areas covered by systems and controls

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

EG 19.7 The Open-Ended Investment Companies Regulations 2001

BIPRU 12.8 Cross-border and intra-group management of liquidity