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DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

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DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

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GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

…

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Similar To

DISP 3.3 Dismissal without consideration of the merits and test cases

PRIN 3.3 Where?

CASS 7.17 Statutory trust

DISP 2.1 Purpose, interpretation and application

SYSC 18.1 Application and purpose

DTR 7.2 Corporate governance statements

SYSC 4.3 Responsibility of senior personnel

PERG 1.5 What other guidance about the perimeter is available from the FCA?

GENPRU 2.1 Calculation of capital resources requirements

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

EG 20.1 Introduction

LR 3.5 Block listing

EG 11.5 Other relevant powers

CASS 1A.1 Application

APER 4.6 Statement of Principle 6

GEN 2.1 Introduction

FEES 5.3 The general levy

CASS 12.2 Treatment of client money

REC 3.13 Delegation of relevant functions

IPRU-INV 14.1 APPLICATION