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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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Similar To

FEES 4.4 Information on which fees are calculated

EG 19.10 Enterprise Act 2002

PERG 6.7 Examples

EG 3.3 Reports by skilled persons (section 166)

REC 4.7 The section 297 power to revoke recognition

CASS 7.19 Clearing member client money sub-pools

RCB 2.3 Determination of registration

RCB 4.2 Enforcement powers and penalties

LR 5.6 Reverse takeovers

SUP 4.3 Appointment of actuaries

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

SYSC 4.6

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures