Search Result

1061 - 1080 of 1414 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

COBS 18.10 Service companies

As Published: 2007

COBS 18.10 Service companies

MCOB 9.2 Purpose

As Published: 2006

MCOB 9.2 Purpose

MCOB 11.5 Purpose

As Published: 2012

MCOB 11.5 Purpose

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording