Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

ICOBS 4.1 General requirements for insurance intermediaries and insurers

PERG 2.5 Investments and activities: general

COLL 8.5 Powers and responsibilities

MCOB 9.4 Content of illustrations

CASS 7.10 Application and purpose

DISP App 1.6 Valuing Relevant Benefits

SUP 10A.5 Significant-influence functions

CREDS 7.2 General requirements concerning lending policy

CONC 6.6 Pawn broking: conduct of business

PERG 5.14 Exemptions

COLL 1.2 Types of authorised fund

GEN 4.2 Purpose

COBS 12.4 Investment recommendations

PERG 8.3 Financial promotion

COLL 8.6 Termination, suspension, and schemes of arrangement

CONC 5A.5 Consequences of contravention of the cost caps

DISP 1.4 Complaints resolution rules

DISP 3.3 Dismissal without consideration of the merits and test cases