Search Result

1041 - 1060 of 1071 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

IPRU-INV 4.2 PURPOSE

As Published: 2015

IPRU-INV 4.2 PURPOSE