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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities

PERG 16.1 Introduction

As Published: 2019

PERG 16.1 Introduction