Search Result

861 - 880 of 1526 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

SUP 10A.3 Provisions related to the Act

As Published: 2020

SUP 10A.3 Provisions related to the Act

EG 6.5 Publicity during, or upon the conclusion of civil action

As Published: 2016

EG 6.5 Publicity during, or upon the conclusion of civil action

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise