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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

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PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

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