Search Result

561 - 580 of 1610 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations