Search Result

521 - 540 of 1665 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

As Published: 2016

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

APER 1.1A Application

As Published: 2015

APER 1.1A Application

COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

CONC 7.12 Lenders’ responsibilities in relation to debt

As Published: 2020

CONC 7.12 Lenders’ responsibilities in relation to debt

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

As Published: 2015

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules