Search Result

461 - 480 of 1489 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

GENPRU 1.1 Application [deleted]

As Published: 2006

GENPRU 1.1 Application [deleted]

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing