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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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SYSC 4.9

As Published: 2015

SYSC 4.9

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PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

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